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Scarborough Capital Management, Inc., Retirement Advisors are Registered Representatives of and offer securities products and services through Royal Alliance Associates, Inc., member FINRA/SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the United States. No offers may be made to or accepted from any resident outside of the United States.
Retirement Advisors are also separately registered as investment advisor representatives of Scarborough Capital Management, Inc., a registered investment adviser with the Securities and Exchange Commission. As such, these services are strictly intended for individuals residing in the states where we have notice filed: AL, AZ, AR, CA, CT, DE, FL, GA, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, NE, NV, NH, NJ, NY, NC, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WV, WI. Click here for a copy of Scarborough Capital Management's Part II of New SGI ADV For 2008
A broker-dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker-dealer, investment adviser, BD agent or IA rep registration requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirement, or an applicable exemption or exclusion.
For information concerning the licensing status or disciplinary history of broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.
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